Update on Securities Enforcement

FINRA says securities fraud lawsuit filings are up 86% this year. (via About Broker Fraud Blog).

GAO report says that under ex-Chair Cox the SEC was a "hinderance" to its own enforcement staff (via Bloomberg).

Robert Khuzami intends to make the Division of Enforcement "more smart" by creating specialized enforcement units (via WSJ).

The Corporate Counsel Blog on SEC enforcement past, present and future.