The IOSCO Technical Committee has created three task forces to study:
- short selling
- unregulated financial markets (OTC derivative)
- unregulated entities (hedge funds)
The SEC has granted a large number of fund cancellations
On December 3rd, the SEC will, maybe, talk about credit rating agency regulation
Corporation Finance has issued guidance for issuers replacing shelf registrations
Erik Sirri updated the House Ag Committee on the progress toward central clearing for credit default swaps
SEC General Counsel Brian Cartwright will resign
Sunday links: a storytelling machine
13 hours ago
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